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October 2020

FREE: LabCFTC: Empower Innovation 2020 Virtual Event

October 21 @ 9:30 am - 11:00 am CDT

The Commodity Futures Trading Commission today opened registration and released the agenda for LabCFTC’s Empower Innovation 2020 session, “Regulation and Innovation Re-imagined.” The October 21st session is the second of three interactive virtual events hosted by LabCFTC to facilitate a dialogue on cutting-edge fintech innovation among innovators, regulators, market participants, and the public. Participants will…

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2020 NSCP National Conference: Non-Traditional Alternative Investments (Advanced)

October 21 @ 10:45 am - 12:00 pm CDT

Join speakers Nicole Kalajian of Stradley Ronon and Deborah Lamb of McKinley Capital Management to explore compliance practices for firms that are looking beyond typical common stock and U.S. government securities investments for better portfolio return opportunities. These may include hedge funds, private equity, financial derivatives, REITS, cryptocurrency, foreign currency, opportunity zone funds, high risk…

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100 Women in Finance Webinar: The Future of Asset Management with Suni Harford, President of UBS Asset Management

October 21 @ 12:00 pm - 1:00 pm CDT

Learn what lies ahead for asset management as firms adapt to sustainable investing and the impact of COVID-19. Suni Harford will also share her perspective on diversity and inclusion and recent initiatives within UBS. Suni is a champion of women’s advancement and a senior sponsor of All Bar None, the women’s networking and mentorship organization…

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100 Women in Finance Webinar: The Urgency of More Sustainable Investing: How to Get to the Next Level

October 22 @ 7:00 am - 8:00 am CDT

Learn how investors and asset management firms are responding to increased requirements for sustainable investing. From impact investing and transparency, to measurement and accountability, hear about trends and tools to incorporate the values of environment, social and governance in portfolios and best practices. Other key topics include: The UN Sustainable Development Goals. Stewardship and engagement.…

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FREE: A Leg to Stand On (“ALTSO”): RocktoberFest

October 22 @ 7:00 pm - 8:00 pm CDT

We can’t gather together but we can still Rock For Good.  Register for ALTSO’s global, free Rocktoberfest, as we come together virtually in honor of their CoolKids. Proceeds will provide free prosthetic limbs, orthotic braces, and appropriately fitted wheelchairs to ALTSO’s CoolKids, and will support their COVID-19 Reopening Fund to equip their 11 programs with…

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FREE: Securities And Exchange Commission: Sunshine Act Meetings

October 28 @ 9:00 am - 10:00 am CDT

This meeting will be open to the public via audio webcast only on the Commission's website at www.sec.gov. The Commission will consider whether to adopt rules and related amendments designed to provide an updated and more comprehensive approach to the regulation of funds’ use of derivatives and other transactions while enhancing investor protections. The amendments…

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Hedge Fund Association: Perspectives on Fraud, Money Laundering & Cybersecurity

October 28 @ 11:00 am - 12:00 pm CDT

Join us for a timely panel discussion with world-leading experts as they share unique perspectives, experiences, and lessons learned in detecting, preventing, and resolving financial crime. It’s no secret that fraud and cybercrime are reaching all-time highs due to the pandemic. Hedge funds, family offices, and related capital markets firms are particularly vulnerable to attacks.…

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Women in Listed Derivatives: Next Generation Women in Finance Scholarship FUNraiser

October 28 @ 6:00 pm - 7:00 pm CDT

Online auction: October 16-28, 2020 Spooky Trivia fun: October  28, 2020, 6:00-7:00 P.M. CDT via Zoom Online auction is open now and is open to everyone.  Bidding ends at 7:00 P.M. CDT on October 28th.  Start your bidding now!  Many auction prizes were donated by local businesses and updated throughout the auction so check back…

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KPMG Virtual Event: Audit Committee Institute (ACI) Mutual Fund Forum Series 1 – Regulatory Discussion

October 29 @ 9:00 am - 10:30 am CDT

Please join us for an event will be regulatory issues and will include panel discussions on the recent SEC valuation and disclosure proposals. The event will be hosted by Sean McKee, National Practice Leader of KPMG and will be focused on regulatory issues and will include panel discussions on: SEC valuation proposal SEC Disclosure proposal…

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ICI Webinar – Leading Voices: A Conversation About Diversity and Inclusion – October 2020

October 29 @ 1:00 pm - 2:00 pm CDT

Join a timely and important conversation about diversity and inclusion (D&I) in the asset management industry at ICI’s October 29 webinar. Industry leaders will address: Strategies to strengthen D&I within the asset management industry How social justice protests and the pandemic have affected D&I efforts Talent cultivation, mentorships, sponsorships, and more How to foster candid…

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