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January 2019

After the Bell: Blockchain as the Foundation of Finance

January 30 @ 5:30 pm - 9:00 pm CST
Fine Arts Building, 410 S. Michigan Ave., #410
Chicago, IL United States
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Blockchain technology has seen a flurry of new innovations and a wave of adoption in the last few years. At its core, blockchain is built on decentralization principles. Similar to the impact on-line purchasing has had to bricks and mortar shopping, blockchain has and will continue to have an impact on finance. When observing the…

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Washington DC Compliance Roundtable: SEC OCIE Examination Priorities Webinar

January 31 @ 1:00 pm - 2:00 pm CST

Join us for the SEC 2019 Examination Priorities Webinar. We will focus on the following exam priorities: (1) compliance and risk at registrants responsible for critical market infrastructure; (2) matters of importance to retail investors, including seniors and those saving for retirement; (3) FINRA and MSRB; (4) digital assets; (5) cybersecurity; and (6) anti-money laundering…

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February 2019

CAIA Chicago Educational Luncheon: 2019 Outlook for Alternatives

February 5 @ 11:45 am - 1:00 pm CST
Northern Trust Global Conference Center, 50 S. LaSalle St.
Chicago, IL United States
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Please join CAIA Chicago and Northern Trust for our third annual Outlook Luncheon. This year we will explore the Outlook for Alternatives including private equity and private credit. Our panelists will do a quick recap of 2018 and then discuss what they expect to be the most attractive segments of the market in 2019, trends…

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FREE: NSCP: Everything You Want to Know About Alternative Credit Funds Webinar

February 5 @ 1:00 pm - 2:00 pm CST

Join the National Society of Compliance Professionals (NSCP) and Alaric Compliance Services, LLC for a free webinar discussion on Alternative Credit Funds, the first in a series on Credit Products. The demand for alternative pooled and/or structured credit products such as private funds, Business Development Companies (BDCs) and Collateralized Loan Obligation (CLO) vehicles, affording exposure…

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IDC 2019: Fair Valuation Trends and Practices Webinar

February 6 @ 1:00 pm - 2:00 pm CST

Gain insights into the results of Deloitte's 16th annual Fair Valuation Pricing Survey and learn how your valuation processes compare with those of other fund groups. Paul Kraft, a Deloitte partner and US mutual fund and investment adviser practice leader, will lead a discussion of valuation trends and common practices. Specific topics include: governance and…

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FREE: Baker Tilly: Transitioning Between System and Organization Control (SOC) Reports Webinar

February 12 @ 11:00 am - 12:00 pm CST

In 2011, the American Institute of Certified Public Accountants (AICPA) retired the SAS70 standard and replaced it with the SOC 1 and SOC 2® reporting vehicles. Service organizations have been providing their customers, clients and key stakeholders with controls assurance via one of these reports. Typically, a company would receive either a SOC 1 OR…

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FREE: Chicago Bar Association Investment Management Subcommittee Meeting

February 12 @ 12:00 pm - 1:30 pm CST
Stradley Ronon Conference Center, 191 N. Wacker Dr., 10th Floor Conference Room A
Chicago, IL 60606 United States
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Discussion regarding issues that CBA Investment Management members have addressed in their practice (SEC comments received, positions the SEC has taken or experiences with the SEC exemptive process, etc.). Amongst other topics, there will be coverage of the OCIE’s 2019 examination priorities, as well as NFA’s guidance on CPO Internal Controls Systems. CLE credit (pending…

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FREE: WILD (Women in Listed Derivatives) Chicago 2019 Kick-Off EvenT

February 13 @ 5:00 pm - 8:00 pm CST
Union League of Chicago, 65 West Jackson Blvd.
Chicago, IL 60604 United States
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Please join us for the 2019 WILD kick-off event. Come and meet the newly elected board members and committee chairs, and learn more about the various ways you can participate in WILD in the year ahead. Whether you are an existing or prospective WILD member, it would be great to see you at this informational…

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FREE: 100 Women in Finance Education Session: Tools to Take Control of Your Career and Life

February 13 @ 5:00 pm - 7:00 pm CST
Ropes & Gray, LLP, 191 N. Wacker Dr.
Chicago, IL United States
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It’s time to make your life happen, not let your life happen to you. Learn steps that will help you shift from to me to by me in an interactive workshop led by Jack Craven. In every phase of your career, seasoned professional or at an early stage, you can feel empowered and take control…

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FREE: ACG Webinar: Tax Cuts and the Jobs Act: Treasury Updates and Practical Applications for Private Equity

February 14 @ 1:00 pm - 2:00 pm CST

Join tax professionals from EisnerAmper LLP to take a deeper dive into the practical applications of the Tax Cuts and Jobs Act. The webinar, “Tax Cuts and the Jobs Act: Treasury Updates and Practical Applications for Private Equity,” will be of great value to professionals curious about the limitation and advantages of the new tax…

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