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November 2020

FREE: Stradley Ronon and Siegfried Advisory Webcast: Three Years for Long-Term Capital Gain

November 18 @ 12:00 pm - 1:00 pm CST

Join our industry panelists for a discussion on the newly-proposed carried interest rules promulgated by the Treasury and IRS, including: The proposed carried interest rules: the basics. The alphabet soup of definitions included in the proposed rules. Application of the rules to different transactions. Pitfalls to avoid. Key takeaways. Targeted to in-house counsel, accountants and…

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FREE: SEC Virtual: National Compliance Outreach Seminar for Investment Companies and Investment Advisers

November 19 @ 11:00 am - 3:50 pm CST

The Securities and Exchange Commission announced that it has rescheduled its compliance outreach program’s national seminar for investment companies and investment advisers to Nov. 19, 2020. This program is intended to help Chief Compliance Officers (CCOs) and other senior personnel at investment companies and investment advisory firms enhance their compliance programs for the protection of…

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FREE: Stradley Ronon and Conner Strong & Buckelew: An Introduction to Risk & Insurance

November 24 @ 12:00 pm - 1:00 pm CST

Small and medium-sized businesses and organizations − both for-profit and nonprofit − rarely have a dedicated risk management officer, let alone a dedicated department experienced at addressing insurance needs. In this ever more complicated world, how can you know what insurances are available, what they do, what you need and what questions to ask your…

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December 2020

NSCP: Virtual: 2020 Northeast Regulatory Interchange

December 3 @ 12:00 pm - 3:30 pm CST

Don’t miss the NSCP Regulatory Interchange with the SEC, FINRA & DOL. The NSCP Regulatory Interchange will provide an informal virtual setting for Investment Adviser, Private Fund and Broker-Dealer industry professionals to hear from the regulators and ask questions.  *This event is closed to members of the press. Hear SEC, FINRA and DOL regulators address…

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The Coquest Call: 2021 CTA Challenge – Registration Period Closes: December 4, 2020

December 4

Registration is now open!  Commodity Trading Advisors (CTAs) who are interested in participating in the 2021 CTA Challenge should contact Coquest now to get your program registered. The registration period closes December 4th, 2020. Of the 115 programs in the 2020 CTA Challenge, we have seen performance range from -53% to +69% ROR since January…

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