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Washington D.C. Compliance Round Table Webinar: SEC Enforcement Update 2020
September 24 @ 1:00 pm - 2:00 pm CDT
Please join WDCCRT for an interactive webinar discussion of recent enforcement matters and OCIE alerts where the SEC has raised compliance issues. The discussion will include the do’s and don’ts for compliance professionals interacting with SEC staff on these types of issues and steps you can take to minimize the risk of problems.
Marina Baranovsky of Scitus Consulting, LLC will moderate this presentation by Deborah R. Meshulam of DLA Piper and Kevin Spence of Cary Street Partners Financial.
This webinar will be broadcast in video mode and available for on-demand viewing for the registered participants after the live presentation. After registering, you will receive a confirmation email containing information about joining the webinar.
To register, click here.