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NSCP: Virtual: 2020 Northeast Regulatory Interchange
December 3, 2020 @ 12:00 pm - 3:30 pm CST
Don’t miss the NSCP Regulatory Interchange with the SEC, FINRA & DOL.
The NSCP Regulatory Interchange will provide an informal virtual setting for Investment Adviser, Private Fund and Broker-Dealer industry professionals to hear from the regulators and ask questions. *This event is closed to members of the press.
Hear SEC, FINRA and DOL regulators address the compliance questions and topics that matter most to you.
Continuing educations credits are available to CSCP designees only.
For more information, click here.