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FREE: Stradley Ronon Webcast: How the New ETF Rule Changes the Regulatory Landscape
October 15, 2019 @ 1:00 pm - 1:45 pm CDT
On September 25th, the U.S. Securities and Exchange Commission adopted new Rule 6c-11 under the Investment Company Act of 1940 to provide ETFs with the exemptions necessary to permit their operations. This webcast will provide investment management professionals with an overview of the key features of the rule and the changes to the ETF regulatory landscape.
This webcast is geared towards investment management product development and in-house legal professionals. The Stradley panelists, Michael W. Mundt, J. Stephen Feinour Jr. and Joel D. Corriero, will discuss scope of rule and overview of relief, in-kind basket provisions and other conditions, new disclosure requirements, 1934 Act relief and additional items from adopting release.
To register, click here.