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FREE: Securities And Exchange Commission: Sunshine Act Meetings

October 28 @ 9:00 am - 10:00 am CDT

This meeting will be open to the public via audio webcast only on the Commission’s website at www.sec.gov.

The Commission will consider whether to adopt rules and related amendments designed to provide an updated and more comprehensive approach to the regulation of funds’ use of derivatives and other transactions while enhancing investor protections. The amendments the Commission will consider also would include new reporting requirements to enhance the Commission’s ability to effectively oversee funds’ use of derivatives. The Commission also will consider whether to rescind existing guidance and exemptive relief addressing derivatives and other transactions that would be covered by this new regulatory framework.

For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact Vanessa A. Countryman, Office of the Secretary, at (202) 551-5400.

To view SEC upcoming events, click here.


October 28
9:00 am - 10:00 am CDT
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