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FREE: Joot Webinar: How to Manage Compliance Remotely
September 30 @ 12:00 pm - 1:00 pm CDT
Please join us for a Joot webinar on managing compliance during COVID-19.
With so many advisory firms continuing to operate using a work-from-home model, managing compliance takes on new challenges that many of us never expected to face. To share some perspectives on this, our moderator, Dina Tantra, Joot’s Chief Strategy Officer has brought together three industry experts:
- Jody T. Foster – Symphony Consulting
- Melanie Mendoza – Matarin Capital
- Nicole Kalajian – Stradley Ronon
Attend this webinar and you’ll get:
- Insight on how the SEC has been addressing compliance based on actual examination experiences over the last 6 months
- A checklist of updates to ensure your policies, procedures, risk matrix and business continuity plans cover these changing times
- Areas to focus on based on the latest OCIE Risk Alert
- Tips on managing compliance remotely
To register, click here.