Author: Nicole Kalajian

Hi all,

Below are this week’s alerts for the Investment Network.  Enjoy!

This Issue’s Topics:

• JOB: Compliance Director/Associate Counsel
• OPPORTUNITY: Women in Listed Derivatives: 2021 Board Nominations
• FREE: Joot Webinar: How to Manage Compliance Remotely
• FREE: Two Sides of the American Coin: Innovation & Regulation of Digital Assets
• CAIA Chicago (via Zoom): Allocators on Investing in the Post-COVID-19 World
• 100 Women in Finance Webinar: Luminary Fireside Chat with Shellye Archambeau
• 100 Women in Finance Webinar: Investor Perspectives – Hedge Fund Allocation
• FREE: Global Digital Asset and Cryptocurrency Association (Global DCA) Formally Launches Operations with International Event Co-Hosted By Stradley Ronon & Digital Asset Working Group (DAWG)
• FREE: Thompson Coburn and Exchange Analytics Webinar: Annual Chicago Conference on Futures And Derivatives

Continue Reading “September 25, 2020 Alert”

Hi all,

Below are this week’s alerts for the Investment Network.  Please note our alerts will be on a much-deserved hiatus until the week of September 21^st. Enjoy! 

This Issue’s Topics:

• 100 Women in Finance: Special Invitation to The Future of the World Trade Organisation with Dr Liam Fox MP
• ICI Webinar: After the Pandemic: The Future of the Global Fund Industry
• FREE: Sudrania Webinar: Investor Perspectives: Regulation and Oversight Panel
• Washington DC Compliance Roundtable Webinar: National Futures Association Presentation
• Washington D.C. Compliance Round Table Webinar: SEC Enforcement Update 2020
• Mark Your Calendars for Joot: Managing Compliance in a Remote Environment Panel

Continue Reading “August 27, 2020 Alert”

Hi all,

Below are this week’s alerts for the Investment Network.  Enjoy!

This Issue’s Topics:

• Job Opportunity: Compliance Manager
• ACG Chicago: Virtual Chapter Social
• 100 Women in Finance Virtual Meeting: Learn What it Takes for Women to Succeed in FinTech and Crypto
• 100 Women in Finance Virtual Meeting: Annual Chicago FUNdraiser: Trivia Night
• Fast Payments Council: Fall Member Meeting 2020
• ICI: 2020 Securities Law Developments Virtual Conference

Continue Reading “August 20, 2020 Alert”

Hi all,

Below are this week’s alerts for the Investment Network.  Enjoy! 

This Issue’s Topics:

• JOB OPPORTUNITY: Chief Compliance Officer
• Grant Thornton & Stradley Ronon: Are 401(k) Funds an Opportunity Private Equity Funds Should Pursue?
• NRS: Mandates Beyond the Advisers Act: Anti-Money Laundering, ERISA Compliance and ’34 Act Section 13 Reporting for Investment Advisers
• ACG Chicago: “Your Virtual Presence” & Networking
• 100 Women in Finance Global Webinar: The Dynamics of Economic Recovery After the COVID-19 Crisis
• Hedge Fund Association Charity Event: “All-In” for MS Virtual Poker Event
• ICI Webinar: Achieving Operations Excellence: The Power of Transformation

Continue Reading “August 13, 2020 Alert”

Hi all,

Below are this week’s alerts for the Investment Network.  Enjoy! 

This Issue’s Topics:

• Stradley Ronon Helps Launch Cryptocurrency Self-Regulatory Organization
• Stradley Ronon Client Alert: New SEC Proxy Regulations for Proxy Voting Advice Businesses and More Proxy Guidance for Investment Advisers
• General Counsel Conference 2020: FREE Pre-Conference Showcase
• FREE: BBD: The Next Evolution of Fair Value: The SEC’s Proposed Rule 2a-5
• 100 Women in Finance Global Webinar: Find and Leverage Your Zone of Genius Leadership
• FREE: NRS Webinar: COVID-19 Compliance Review
• Washington DC Compliance Roundtable: SEC Rule 17h: Risk Assessment and Recordkeeping Requirements Update for Broker Dealers

Continue Reading “August 7, 2020 Alert”

Hi all,

Below are this week’s alerts for the Investment Network.  Enjoy! 

This Issue’s Topics:

• Job Opportunity: First Trust: Entry Level Fund Compliance Associate
• FREE: Stradley Ronon OnDemand Webcast: The SEC’s Fund Derivatives Rule: What’s in the Comments, and Is the Finish Line Approaching?
• FREE: Stradley Ronon and Silver Regulatory Associates Webcast: ESG Regulatory Lens – A Guide for Private Fund Managers
• 100 Women in Finance Global Webinar: Macroeconomic Global Challenges and the Impacts Brazil Faces Post COVID-19
• 100 Women in Finance Global Webinar: Economic Crises Then and Now: Conversation with Dr. Carmen Reinhart and Dr. Gillian Tett

Continue Reading “July 30, 2020 Alert”

Hi all,

Below are this week’s alerts for the Investment Network.  Enjoy!

This Issue’s Topics:

• Job Opportunity: Fund CCO Opening in Chicago
• 100 Women in Finance Virtual Meeting: The Art of Negotiation
• FREE: Rotella/Qdeck: Insights from Leading Investment Minds to Navigate Q3 & Q4
• Perspectives: Where Do We Go From Here? Weighing the Impact of Covid on Consumer Investing
• FREE: Chicago Financial Women: Virtual Self-Care Favorite Things Happy Hour
• ACG Chicago: Virtual Midwest Capital Connection
• FREE: Washington DC Compliance Roundtable: Off the Record: Virtual Breakfast Briefing
• General Counsel Conference 2020: Virtual Experience
• Virtual: CTAExpo/Emerging Manager Forum Chicago 2020

Continue Reading “July 23, 2020 Alert”

Hi all,

Below are this week’s alerts for the Investment Network.  Enjoy! 

This Issue’s Topics:

• FREE: U.S. Securities and Exchange Commission Open Meeting
• AlphaWeek: Market Intel On Due Diligence Considerations Of Investment Consultants, Gatekeepers & Investors That You Can Use To Your Marketing Advantage
• 100 Women in Finance Global Webinar: Opportunities and Threats for Banking and Finance: FinTech, Innovation and Change
• FREE: Voltaire Webinar: The Ex-SEC Speaks on Proposed Rule 2a-5
• AlphaWeek: Harnessing Your Investment Opinions As A Key To Marketing Your Strategy To Investors
• FREE: LabCFTC Fintech-Focused Virtual Event Series: Empower Innovation 2020

Continue Reading “July 16, 2020 Alert”

Hi all,

Below are this week’s alerts for the Investment Network.  Enjoy!

This Issue’s Topics:

• FREE: Stradley Ronon: What You Need to Know About Trademark Law Developments in the Past Year
• Perspectives: Insights into Diversity: Consultant Perspectives on Increasing Diversity in PE, VC & the LP Community
• IACCP: Central Investment Adviser Certified Compliance Professional Program Symposium – Trading Compliance: Best Execution, Soft Dollars & Directed Brokerage
• FREE: Baker Tilly: EconTalk with Anirban Basu: A 30-Minute Economic Fireside Chat
• 100 Women in Finance Global Webinar: Alternative Investing Pioneers Discuss the Industry’s Next Decade
• FREE: Women in Listed Derivatives: Women’s Leadership in the Post-COVID-19 Workplace

Continue Reading “July 9, 2020 Alert”

Hi all,

Below are this week’s alerts for the Investment Network.  Wishing you all a wonderful 4th of July weekend!

This Issue’s Topics:

• Stradley Ronon Article: Surviving Election Season: Refresher on Pay-to-Play Rules for Investment Advisers
• Insights into Diversity: Consultant Perspectives on Increasing Diversity in PE, VC & the LP Community
• 100 Women in Finance Global Webinar: Tap the Power of Artificial Intelligence for Financial Analysis, Investments and Beyond
• ACG Chicago: NextGen Virtual Chapter Social
• ACG Chicago: What’s Next? Navigating the Middle Market During Uncertain Times
• Adjusting to Change: How LPs Are Thinking About Fund Investing, Terms & Strategies
• FREE: Stradley Ronon Webcast: ESG: All Aboard!

Continue Reading “July 2, 2020 Alert”