Hi all,

Below are this week’s alerts for the Investment Network.  Enjoy!

This Issue’s Topics:

• Job Opportunity: Compliance Manager
• ACG Chicago: Virtual Chapter Social
• 100 Women in Finance Virtual Meeting: Learn What it Takes for Women to Succeed in FinTech and Crypto
• 100 Women in Finance Virtual Meeting: Annual Chicago FUNdraiser: Trivia Night
• Fast Payments Council: Fall Member Meeting 2020
• ICI: 2020 Securities Law Developments Virtual Conference

Continue Reading “August 20, 2020 Alert”

Hi all,

Below are this week’s alerts for the Investment Network.  Enjoy! 

This Issue’s Topics:

• JOB OPPORTUNITY: Chief Compliance Officer
• Grant Thornton & Stradley Ronon: Are 401(k) Funds an Opportunity Private Equity Funds Should Pursue?
• NRS: Mandates Beyond the Advisers Act: Anti-Money Laundering, ERISA Compliance and ’34 Act Section 13 Reporting for Investment Advisers
• ACG Chicago: “Your Virtual Presence” & Networking
• 100 Women in Finance Global Webinar: The Dynamics of Economic Recovery After the COVID-19 Crisis
• Hedge Fund Association Charity Event: “All-In” for MS Virtual Poker Event
• ICI Webinar: Achieving Operations Excellence: The Power of Transformation

Continue Reading “August 13, 2020 Alert”

Hi all,

Below are this week’s alerts for the Investment Network.  Enjoy! 

This Issue’s Topics:

• Stradley Ronon Helps Launch Cryptocurrency Self-Regulatory Organization
• Stradley Ronon Client Alert: New SEC Proxy Regulations for Proxy Voting Advice Businesses and More Proxy Guidance for Investment Advisers
• General Counsel Conference 2020: FREE Pre-Conference Showcase
• FREE: BBD: The Next Evolution of Fair Value: The SEC’s Proposed Rule 2a-5
• 100 Women in Finance Global Webinar: Find and Leverage Your Zone of Genius Leadership
• FREE: NRS Webinar: COVID-19 Compliance Review
• Washington DC Compliance Roundtable: SEC Rule 17h: Risk Assessment and Recordkeeping Requirements Update for Broker Dealers

Continue Reading “August 7, 2020 Alert”

Hi all,

Below are this week’s alerts for the Investment Network.  Enjoy! 

This Issue’s Topics:

• Job Opportunity: First Trust: Entry Level Fund Compliance Associate
• FREE: Stradley Ronon OnDemand Webcast: The SEC’s Fund Derivatives Rule: What’s in the Comments, and Is the Finish Line Approaching?
• FREE: Stradley Ronon and Silver Regulatory Associates Webcast: ESG Regulatory Lens – A Guide for Private Fund Managers
• 100 Women in Finance Global Webinar: Macroeconomic Global Challenges and the Impacts Brazil Faces Post COVID-19
• 100 Women in Finance Global Webinar: Economic Crises Then and Now: Conversation with Dr. Carmen Reinhart and Dr. Gillian Tett

Continue Reading “July 30, 2020 Alert”

Hi all,

Below are this week’s alerts for the Investment Network.  Enjoy!

This Issue’s Topics:

• Job Opportunity: Fund CCO Opening in Chicago
• 100 Women in Finance Virtual Meeting: The Art of Negotiation
• FREE: Rotella/Qdeck: Insights from Leading Investment Minds to Navigate Q3 & Q4
• Perspectives: Where Do We Go From Here? Weighing the Impact of Covid on Consumer Investing
• FREE: Chicago Financial Women: Virtual Self-Care Favorite Things Happy Hour
• ACG Chicago: Virtual Midwest Capital Connection
• FREE: Washington DC Compliance Roundtable: Off the Record: Virtual Breakfast Briefing
• General Counsel Conference 2020: Virtual Experience
• Virtual: CTAExpo/Emerging Manager Forum Chicago 2020

Continue Reading “July 23, 2020 Alert”

Hi all,

Below are this week’s alerts for the Investment Network.  Enjoy! 

This Issue’s Topics:

• FREE: U.S. Securities and Exchange Commission Open Meeting
• AlphaWeek: Market Intel On Due Diligence Considerations Of Investment Consultants, Gatekeepers & Investors That You Can Use To Your Marketing Advantage
• 100 Women in Finance Global Webinar: Opportunities and Threats for Banking and Finance: FinTech, Innovation and Change
• FREE: Voltaire Webinar: The Ex-SEC Speaks on Proposed Rule 2a-5
• AlphaWeek: Harnessing Your Investment Opinions As A Key To Marketing Your Strategy To Investors
• FREE: LabCFTC Fintech-Focused Virtual Event Series: Empower Innovation 2020

Continue Reading “July 16, 2020 Alert”

Hi all,

Below are this week’s alerts for the Investment Network.  Enjoy!

This Issue’s Topics:

• FREE: Stradley Ronon: What You Need to Know About Trademark Law Developments in the Past Year
• Perspectives: Insights into Diversity: Consultant Perspectives on Increasing Diversity in PE, VC & the LP Community
• IACCP: Central Investment Adviser Certified Compliance Professional Program Symposium – Trading Compliance: Best Execution, Soft Dollars & Directed Brokerage
• FREE: Baker Tilly: EconTalk with Anirban Basu: A 30-Minute Economic Fireside Chat
• 100 Women in Finance Global Webinar: Alternative Investing Pioneers Discuss the Industry’s Next Decade
• FREE: Women in Listed Derivatives: Women’s Leadership in the Post-COVID-19 Workplace

Continue Reading “July 9, 2020 Alert”

Hi all,

Below are this week’s alerts for the Investment Network.  Wishing you all a wonderful 4th of July weekend!

This Issue’s Topics:

• Stradley Ronon Article: Surviving Election Season: Refresher on Pay-to-Play Rules for Investment Advisers
• Insights into Diversity: Consultant Perspectives on Increasing Diversity in PE, VC & the LP Community
• 100 Women in Finance Global Webinar: Tap the Power of Artificial Intelligence for Financial Analysis, Investments and Beyond
• ACG Chicago: NextGen Virtual Chapter Social
• ACG Chicago: What’s Next? Navigating the Middle Market During Uncertain Times
• Adjusting to Change: How LPs Are Thinking About Fund Investing, Terms & Strategies
• FREE: Stradley Ronon Webcast: ESG: All Aboard!

Continue Reading “July 2, 2020 Alert”

Hi all,

Below are this week’s alerts for the Investment Network.  Enjoy! 

This Issue’s Topics:

• FREE: Chicago Financial Women- Virtual Pet Lovers Yappy Hour!
• Chicago Bar Association Securities Law Committee Zoom Panel Discussion: Loss Causation in a Bear Market: The Economists’ Perspective
• ACG/RKON Panel Discussion: IT Challenges Uncovered by COVID-19 & How to Solve Them (for Private Equity firms)
• 100 Women in Finance Global Webinar: Using Behavioural Finance to Understand Investor Decisions in a Pandemic and Beyond
• ACG: 2^nd Virtual Happy Hour
• SIFMA: LIBOR – Preparing for Alternative Reference Rates
• 2020 NSCP National Conference: Non-Traditional Alternative Investments (Advanced)

Continue Reading “June 25, 2020 Alert”

Hi all,

Below are this week’s alerts for the Investment Network.  Enjoy! 

This Issue’s Topics: 

• SIFMA: Regulator Forum with the SEC, CFTC and FINRA
• Parallel: A Virtual Journey Across the Blockchain Ecosystem: Acceptance/Adoption
• FREE: Opalesque: The Corona Fighters: Meet the Asset Managers Who Actually Delivered During the Meltdown
• Coquest: Traders Research Manager Interview Series
• Virtual ACG Member Summit
• FREE: AlphaWeek: Two Marketing Plans Every Investment Firm Needs
• 100 Women in Finance Global Webinar: Investing in Artificial Intelligence: Insights from Venture Capital
• Washington DC Compliance Roundtable Web Event: Speaker – Peter Haggerty, Senior Regulatory Counsel SEC OCIE

Continue Reading “June 18, 2020 Alert”