October 31, 2019 Alert

Hi all,

Happy Halloween!  Below are this week’s alerts for the Investment Network.  Enjoy! 

This Issue’s Topics:

  • REMINDER: FREE: Stradley Ronon: Investment Management Regulatory Update Annual Seminar
  • FREE: ACG Webinar: Refinitiv Capital Markets Briefing – 2019 Review
  • ACG Chicago: Fall Social

Events:

REMINDER: FREE: Stradley Ronon: Investment Management Regulatory Update Annual Seminar
Tuesday, November 5, 2019, 7:30 A.M.-4:00 P.M. (Lunch included)
Bank of America Conference Center, 135 S. LaSalle St., 43rd Flr. Meeting Room, Chicago, IL

Please join Stradley Ronon’s Investment Management Group for our annual seminar and discussion of new developments affecting the industry.

The topics will include: SEC Enforcement/OCIE Developments, Investment Company & ETF Developments, Regulation BI/Form CRS/IA Interpretive Release, Tax Issues Affecting the Investment Management Industry, Private Fund & CFTC Developments, Closed-End Fund Update, Proxy Voting Guidance from the SEC and Cybersecurity Issues Affecting the Financial Services Industry.

The speakers will be Stradley Ronon attorneys: Alan Goldberg, Dave Glatz, Gregory DiMeglio, Lawrence Stadulis, Chris Scarpa, Mark Greer, Nicole Kalajian, Kristin Jones, John Ekblad and Gabriella Leyhane.

Lunch will be served.  5.75 hours of CLE credit in Illinois, Indiana and Wisconsin is pending.  This program has been approved by the Pennsylvania Continuing Legal Education Board for 5.5 hours of substantive CLE credit.

To register, click here.

FREE: ACG Webinar: Refinitiv Capital Markets Briefing – 2019 Review
Thursday, November 7, 2019, 9:00-10:00 A.M.

How active will capital markets will be in H2?

H1 2019 marked a three-year low for global ECM. The US $307 billion raised was 25% down on last year, based on 23% fewer deals. But Q2 bounced back 39%, representing the best three-month period in the past 12 for new equity issuance. DCM was broadly flat in the first half, with $3.9 trillion raised, a two percent year-on-year increase. The quarterly debt picture was a mirror image of equities: the strongest start to the year since 2017, followed by a 14% slump in Q2.

Attendees will be able to:

  • Access a detailed deep dive of the US capital markets in 2019.
  • Learn key trends driving ECM and DCM activity so far this year and gain a forward-looking view into 2020.
  • Explore how the US macro-economic and political trends are expected to impact this landscape.

Join us for a full review of the capital markets scene so far this year and a forward-looking view of what is yet to come as we head to 2020.

The speakers will be Matthew O’Toole of Refinitiv and Anthony Hughes of International Financing Review.

To register, click here.

ACG Chicago: Fall Social
Thursday, November 21, 2019, 5:00-7:30 P.M.
Plante Moran, 10 S. Riverside Plaza, Chicago, IL

Don’t miss out on the last social of 2019! Find your next connection, deal, or business opportunity at this ACG Chicago networking event.

ACG is the global community for M&A dealmakers and business leaders focused on driving growth. ACG Chicago provides unique access and unparalleled opportunities through local, regional & national events, publications and specialty networks.

To register, click here.

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