July 11, 2019 Alert

Hi all,

Below are this week’s alerts for the Investment Network.  Enjoy!

This Issue’s Topics:

  • NRS: Chicago Investment Adviser Compliance Symposium 2019
  • FREE: Chicago Bar Association (CBA) Investment Management Subcommittee Meeting
  • SAVE THE DATE: Hedge Funds Care (Help for Children) (HFC): Chicago Bags Tournament
  • ACG Chicago Women’s Network Presents: Shoot for the Sky

Events:

NRS: Chicago Investment Adviser Compliance Symposium 2019
July 16-18, 2019
The University of Chicago Booth School of Business, Gleacher Center, 450 N. Cityfront Plaza Dr., Chicago, IL

NRS is offering three days of interactive compliance education led by seasoned legal and compliance industry experts. Instructors will detail certain Advisers Act’s key sections, Form ADV and performance and advertising, and will share insight, perspective and practical advice about implementing strong internal controls that will support you and your firm’s compliance program. On day 3, courses are designed to give participants added opportunities to appreciate the nuances of the compliance profession through group discussions and interactive elements that highlight professional ethics, soft skills most useful in the compliance profession, and SEC examination and enforcement trends.

Nicole Kalajian of Stradley Ronon, Megan Claucherty of Harris Associates L.P. and Sarah Buescher of Investment Adviser Association will be covering the Form ADV Part 1 session.

For more information, click here.

FREE: Chicago Bar Association (CBA) Investment Management Subcommittee Meeting
Wednesday, July 31, 2019, 12:00-1:00 P.M. (lunch provided)
Stradley Ronon, 191 N. Wacker Dr., 10th Floor, Conference Room B, Chicago, IL

For this July CBA meeting, we will cover the following topics: Regulation Best Interest, the Precidian approved filing for non-transparent actively managed ETFs, and the recent No-Action Letter concerning Multimanager Funds.

Speakers: Mark Greer, Nicole Kalajian, Gabby Leyhane and Stephen LaChine from of Stradley Ronon.

Approval is pending for Illinois CLE credit.  To register, click here.

SAVE THE DATE: Hedge Funds Care (Help for Children) (HFC): Chicago Bags Tournament
Wednesday, July 31, 2019, TBA
Old Crow Smokehouse, 149 W. Kinzie St., Chicago, IL

Help HFC Fight Child Abuse.  Established in 1998 by the alternative investment industry, HFC has grown from a single fundraising event in NYC to a global foundation fighting child abuse in 13 cities across 7 countries. HFC has one overriding mission: the prevention and treatment of child abuse. Over the past 21 years, we have distributed more than $53 million in grants to organizations who protect and heal children, making the world a safer place for more than 80,000 children and their families each year.

For more information, email dorphanos@hfc.org.

ACG Chicago Women’s Network Presents: Shoot for the Sky
Wednesday, August 7, 2019, 5:30-10:00 P.M.
Wintrust Arena, 200 E Cermak Rd, Chicago, IL

You won’t want to miss this special evening with the Chicago Sky! Before the basketball game begins, you’ll have access to meet and mingle with ACG Chicago’s exclusive network of dealmakers and business leaders. During the game, make your way through all six of the ACG Chicago private suites to taste different foods and form new connections with other growth-motivated individuals.

There are limited tickets available, so register now to reserve your spot. Everyone is welcome to attend and stay for all or part of the evening.

For more information, click here.

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